11.2. Transaction Isolation

The SQL standard defines four levels of transaction isolation in terms of three phenomena that must be prevented between concurrent transactions. These undesirable phenomena are:

dirty read: A transaction reads data written by a concurrent uncommitted transaction.
nonrepeatable read: A transaction re-reads data it has previously read and finds that data has been modified by another transaction (that committed since the initial read).
phantom read: A transaction re-executes a query returning a set of rows that satisfy a search condition and finds that the set of rows satisfying the condition has changed due to another recently-committed transaction.

The four transaction isolation levels and the corresponding behaviors are described in Table 11-1.

Table 11-1. SQL Transaction Isolation Levels

Isolation Level	Dirty Read	Nonrepeatable Read	Phantom Read
Read uncommitted	Possible	Possible	Possible
Read committed	Not possible	Possible	Possible
Repeatable read	Not possible	Not possible	Possible
Serializable	Not possible	Not possible	Not possible

In EnterpriseDB, you can use all four possible transaction isolation levels. Internally, there are only two distinct isolation levels, which correspond to the levels Read Committed and Serializable. When you select the level Read Uncommitted you actually get Read Committed, and when you select Repeatable Read you really get Serializable, so the actual isolation level may be stricter than what you select. This is permitted by the SQL standard: the four isolation levels only define which phenomena must not happen, they do not define which phenomena must happen. The reason that EnterpriseDB only provides two isolation levels is that this is the only sensible way to map the isolation levels to the multiversion concurrency control architecture. The behavior of the available isolation levels is detailed in the following subsections.

To set the transaction isolation level of a transaction, use the command SET TRANSACTION.

11.2.1. Read Committed Isolation Level

Read Committed is the default isolation level in EnterpriseDB. When a transaction runs on this isolation level, a SELECT query sees only data committed before the query began; it never sees either uncommitted data or changes committed during query execution by concurrent transactions. (However, the SELECT does see the effects of previous updates executed within its own transaction, even though they are not yet committed.) In effect, a SELECT query sees a snapshot of the database as of the instant that that query begins to run. Notice that two successive SELECT commands can see different data, even though they are within a single transaction, if other transactions commit changes during execution of the first SELECT.

UPDATE, DELETE, and SELECT FOR UPDATE commands behave the same as SELECT in terms of searching for target rows: they will only find target rows that were committed as of the command start time. However, such a target row may have already been updated (or deleted or marked for update) by another concurrent transaction by the time it is found. In this case, the would-be updater will wait for the first updating transaction to commit or roll back (if it is still in progress). If the first updater rolls back, then its effects are negated and the second updater can proceed with updating the originally found row. If the first updater commits, the second updater will ignore the row if the first updater deleted it, otherwise it will attempt to apply its operation to the updated version of the row. The search condition of the command (the WHERE clause) is re-evaluated to see if the updated version of the row still matches the search condition. If so, the second updater proceeds with its operation, starting from the updated version of the row.

Because of the above rule, it is possible for an updating command to see an inconsistent snapshot: it can see the effects of concurrent updating commands that affected the same rows it is trying to update, but it does not see effects of those commands on other rows in the database. This behavior makes Read Committed mode unsuitable for commands that involve complex search conditions. However, it is just right for simpler cases. For example, consider updating bank balances with transactions like

BEGIN;
UPDATE accounts SET balance = balance + 100.00 WHERE acctnum = 12345;
UPDATE accounts SET balance = balance - 100.00 WHERE acctnum = 7534;
COMMIT;

If two such transactions concurrently try to change the balance of account 12345, we clearly want the second transaction to start from the updated version of the account's row. Because each command is affecting only a predetermined row, letting it see the updated version of the row does not create any troublesome inconsistency.

Since in Read Committed mode each new command starts with a new snapshot that includes all transactions committed up to that instant, subsequent commands in the same transaction will see the effects of the committed concurrent transaction in any case. The point at issue here is whether or not within a single command we see an absolutely consistent view of the database.

The partial transaction isolation provided by Read Committed mode is adequate for many applications, and this mode is fast and simple to use. However, for applications that do complex queries and updates, it may be necessary to guarantee a more rigorously consistent view of the database than the Read Committed mode provides.

11.2.2. Serializable Isolation Level

The level Serializable provides the strictest transaction isolation. This level emulates serial transaction execution, as if transactions had been executed one after another, serially, rather than concurrently. However, applications using this level must be prepared to retry transactions due to serialization failures.

When a transaction is on the serializable level, a SELECT query sees only data committed before the transaction began; it never sees either uncommitted data or changes committed during transaction execution by concurrent transactions. (However, the SELECT does see the effects of previous updates executed within its own transaction, even though they are not yet committed.) This is different from Read Committed in that the SELECT sees a snapshot as of the start of the transaction, not as of the start of the current query within the transaction. Thus, successive SELECT commands within a single transaction always see the same data.

UPDATE, DELETE, and SELECT FOR UPDATE commands behave the same as SELECT in terms of searching for target rows: they will only find target rows that were committed as of the transaction start time. However, such a target row may have already been updated (or deleted or marked for update) by another concurrent transaction by the time it is found. In this case, the serializable transaction will wait for the first updating transaction to commit or roll back (if it is still in progress). If the first updater rolls back, then its effects are negated and the serializable transaction can proceed with updating the originally found row. But if the first updater commits (and actually updated or deleted the row, not just selected it for update) then the serializable transaction will be rolled back with the message

ERROR:  could not serialize access due to concurrent update

because a serializable transaction cannot modify rows changed by other transactions after the serializable transaction began.

When the application receives this error message, it should abort the current transaction and then retry the whole transaction from the beginning. The second time through, the transaction sees the previously-committed change as part of its initial view of the database, so there is no logical conflict in using the new version of the row as the starting point for the new transaction's update.

Note that only updating transactions may need to be retried; read-only transactions will never have serialization conflicts.

The Serializable mode provides a rigorous guarantee that each transaction sees a wholly consistent view of the database. However, the application has to be prepared to retry transactions when concurrent updates make it impossible to sustain the illusion of serial execution. Since the cost of redoing complex transactions may be significant, this mode is recommended only when updating transactions contain logic sufficiently complex that they may give wrong answers in Read Committed mode. Most commonly, Serializable mode is necessary when a transaction executes several successive commands that must see identical views of the database.

11.2.2.1. Serializable Isolation versus True Serializability

The intuitive meaning (and mathematical definition) of "serializable" execution is that any two successfully committed concurrent transactions will appear to have executed strictly serially, one after the other - although which one appeared to occur first may not be predictable in advance. It is important to realize that forbidding the undesirable behaviors listed in Table 11-1 is not sufficient to guarantee true serializability, and in fact EnterpriseDB's Serializable mode does not guarantee serializable execution in this sense. As an example, consider a table mytab, initially containing

 class | value 
-------+-------
     1 |    10
     1 |    20
     2 |   100
     2 |   200

Suppose that serializable transaction A computes

SELECT SUM(value) FROM mytab WHERE class = 1;

and then inserts the result (30) as the value in a new row with class = 2. Concurrently, serializable transaction B computes

SELECT SUM(value) FROM mytab WHERE class = 2;

and obtains the result 300, which it inserts in a new row with class = 1. Then both transactions commit. None of the listed undesirable behaviors have occurred, yet we have a result that could not have occurred in either order serially. If A had executed before B, B would have computed the sum 330, not 300, and similarly the other order would have resulted in a different sum computed by A.

To guarantee true mathematical serializability, it is necessary for a database system to enforce predicate locking, which means that a transaction cannot insert or modify a row that would have matched the WHERE condition of a query in another concurrent transaction. For example, once transaction A has executed the query SELECT ... WHERE class = 1, a predicate-locking system would forbid transaction B from inserting any new row with class 1 until A has committed. [1] Such a locking system is complex to implement and extremely expensive in execution, since every session must be aware of the details of every query executed by every concurrent transaction. And this large expense is mostly wasted, since in practice most applications do not do the sorts of things that could result in problems. (Certainly the example above is rather contrived and unlikely to represent real software.) Accordingly, EnterpriseDB does not implement predicate locking, and so far as we are aware no other production DBMS does either.

In those cases where the possibility of nonserializable execution is a real hazard, problems can be prevented by appropriate use of explicit locking. Further discussion appears in the following sections.

11.2. Transaction Isolation

11.2.1. Read Committed Isolation Level

11.2.2. Serializable Isolation Level

11.2.2.1. Serializable Isolation versus True Serializability

Notes